A Human-Centric Approach to Compliance Program Maturity
Report on how behavioral science affects compliance program maturity.
Ethisphere Letter to DOJ: Commentary on 2020 DOJ Evaluation of Corporate Compliance Programs
Letter to DOJ with commentary on the 2020 DOJ ECCP.
Recap from Canada Roundtable June 2021 – Featuring Magna and Capital Power
Capital Power and Magna on compliance program structure and key training and communication initiatives.
Compliance Governance, Training and Communications
Capital Power shares a presentation on compliance program structure and training and communication activities
Compliance Program Structure, Training and Communications
Magna shares a presentation on compliance program structure and key training and communication initiatives
CCO Reporting
A BELA On-Demand Data report on Chief Compliance Officer reporting lines and authority, pulled from the 2019 World's Most Ethical data.
Chief Compliance Officer Lines of Reporting
A BELA On-Demand Data Report on reporting lines, compensation and evaluation of Chief Compliance Officers from the 2018 World's Most Ethical data.
View from the Board: Profiling Risk Through the Audit Committee
Panel discussion on communicating with the audit committee on risk management.